Lau, Siu Man (SFC:ACV996) 劉紹文
SFC roles
| Organisation | Position | From | Until | ||
|---|---|---|---|---|---|
| 1 | CLSA RESEARCH LIMITED | RepRepresentative | 2004-07-06 | ||
| 2 | Credit Suisse (Hong Kong) Limited | RepRepresentative | 2004-07-09 | 2014-03-04 | |
| 3 | HSBC BROKING FOREX (ASIA) LIMITED | RepRepresentative | 2014-06-30 | 2015-07-20 | |
| 4 | HSBC BROKING FUTURES (ASIA) LIMITED | RepRepresentative | 2014-06-30 | 2015-07-20 | |
| 5 | HSBC BROKING SECURITIES (ASIA) LIMITED | RepRepresentative | 2014-06-30 | 2016-12-01 | |
| Resp OffResponsible Officer | 2016-12-01 | ||||
| 6 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | RepRepresentative | 2014-06-30 | 2016-07-01 |
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