Rawat, Abhishek (SFC:ALQ696)
SFC roles
Organisation | Position | From | Until | ||
---|---|---|---|---|---|
1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RepRepresentative | 2014-12-16 | 2018-12-10 | |
2 | Credit Suisse (Hong Kong) Limited | RepRepresentative | 2008-07-14 | 2012-08-21 | |
3 | Credit Suisse Futures (Hong Kong) Limited | RepRepresentative | 2008-07-14 | 2008-11-24 | |
4 | HONG KONG ASSET MANAGEMENT LIMITED | RepRepresentative | 2019-05-02 | 2019-06-13 | |
Resp OffResponsible Officer | 2019-06-13 | 2023-01-20 | |||
RepRepresentative | 2023-01-20 | 2023-12-31 | |||
5 | J.P. MORGAN BROKING (HONG KONG) LIMITED | RepRepresentative | 2005-06-17 | 2007-06-09 | |
6 | LEHMAN BROTHERS ASIA LIMITED | RepRepresentative | 2005-01-20 | 2005-03-24 | |
7 | Morgan Stanley Asia Limited | RepRepresentative | 2007-07-13 | 2008-04-21 | |
8 | Morgan Stanley Hong Kong Futures Limited | RepRepresentative | 2007-08-15 | 2008-04-21 | |
9 | orientiert International Markets Limited | RepRepresentative | 2013-09-25 | 2014-11-25 |
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