Sarkis, David

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SFC roles

Organisation Position From Until
1 Credit Agricole Securities (Asia) Limited RepRepresentative 2006-05-10 2007-11-01
Resp OffResponsible Officer 2007-11-01 2008-12-01
2 Daiwa Capital Markets Hong Kong Limited RepRepresentative 2010-02-12 2010-04-21
Resp OffResponsible Officer 2010-04-21 2012-03-22
3 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED RepRepresentative 2010-11-20 2012-03-22
4 DEUTSCHE SECURITIES ASIA LIMITED RepRepresentative 2004-03-05 2004-06-01
Resp OffResponsible Officer 2004-06-01 2005-07-07
5 EFG Asset Management (HK) Limited RepRepresentative 2008-12-15 2009-02-06
Resp OffResponsible Officer 2009-02-06 2009-11-11
6 Everbright Capital Management Limited RepRepresentative 2012-07-05 2013-09-10
7 RBS Asia Futures Limited RepRepresentative 2006-05-10 2008-12-01
8 Shangding International Asset Management Company Limited RepRepresentative 2016-04-26 2016-07-08
Resp OffResponsible Officer 2016-07-08 2023-10-20
9 Standard Chartered Securities (Hong Kong) Limited RepRepresentative 2014-03-26 2015-06-27

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