To, Andrew Koon Hung 杜冠雄

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SFC roles

Organisation Position From Until
1 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED RepRepresentative 2013-07-17 2014-02-14
Resp OffResponsible Officer 2014-02-14 2017-01-31
2 Emperor Asset Management Limited RepRepresentative 2011-03-07 2013-06-29
3 EMPEROR FUTURES LIMITED RepRepresentative 2011-03-07 2013-06-29
4 EMPEROR SECURITIES LIMITED (HK) RepRepresentative 2011-03-07 2011-05-13
Resp OffResponsible Officer 2011-05-13 2013-06-29
5 GRAND CARTEL HONG KONG ASSET MANAGEMENT LIMITED RepRepresentative 2019-01-07 2019-01-15
Resp OffResponsible Officer 2019-01-15 2020-12-10
6 Grand Cartel Securities Company Limited Resp OffResponsible Officer 2019-07-05 2021-02-01
7 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED RepRepresentative 2004-08-06 2011-03-01
8 HAITONG INTERNATIONAL FUTURES LIMITED RepRepresentative 2011-03-01
9 HAITONG INTERNATIONAL RESEARCH LIMITED Resp OffResponsible Officer 2011-03-01
10 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Resp OffResponsible Officer 2003-08-14
RepRepresentative 2003-08-14 2011-03-01
11 MORGAN FUEL GO SECURITIES LIMITED RepRepresentative 2017-02-07 2017-03-20
Resp OffResponsible Officer 2017-03-20 2018-12-31
12 Tiger Faith Asset Management Limited RepRepresentative 2021-02-16
13 Tiger Faith Securities Limited RepRepresentative 2021-02-16

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