Lo, Ricky Tak Fat 盧德發
SFC roles
| Organisation | Position | From | Until | ||
|---|---|---|---|---|---|
| 1 | ENLIGHTEN FUTURES LIMITED | Resp OffResponsible Officer | 2009-09-11 | ||
| 2 | ENLIGHTEN SECURITIES LIMITED | RepRepresentative | 2009-06-18 | ||
| 3 | PIPER JAFFRAY ASIA ASSET MANAGEMENT LIMITED | Resp OffResponsible Officer | 2008-04-21 | 2008-10-01 | |
| 4 | PIPER JAFFRAY ASIA FUTURES LIMITED | RepRepresentative | 2004-03-03 | 2005-02-02 | |
| Resp OffResponsible Officer | 2005-02-02 | 2009-06-02 | |||
| 5 | PIPER JAFFRAY ASIA SECURITIES LIMITED | RepRepresentative | 2009-06-02 |
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