Sam, Chi Yung 岑智勇

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SFC roles

Organisation Position From Until
1 Awaken Thunder Capital Limited Resp OffResponsible Officer 2019-03-11 2019-12-31
2 DELTA ASIA FINANCIAL FUTURES LIMITED RepRepresentative 2013-07-16 2015-07-28
Resp OffResponsible Officer 2015-07-28 2016-03-11
3 DELTA ASIA SECURITIES LIMITED RepRepresentative 2013-07-16 2016-03-11
4 Doo Financial HK Limited RepRepresentative 2023-04-25 2023-06-16
Resp OffResponsible Officer 2023-06-16 2023-10-25
5 FIRST SHANGHAI FUTURES LIMITED RepRepresentative 2011-03-16 2013-05-24
6 FIRST SHANGHAI SECURITIES LIMITED RepRepresentative 2011-03-16 2013-05-24
7 PATRONS SECURITIES LIMITED RepRepresentative 2020-10-06 2020-12-04
Resp OffResponsible Officer 2020-12-04 2023-04-18
8 PEGASUS FUND MANAGERS LIMITED RepRepresentative 2007-12-05 2008-08-12
9 Planetree Asset Management Limited (HK) RepRepresentative 2024-07-12 2024-08-27
Resp OffResponsible Officer 2024-08-27
10 Planetree Discount Lending Limited RepRepresentative 2024-07-12 2024-08-27
Resp OffResponsible Officer 2024-08-27
11 Planetree Futures Limited RepRepresentative 2024-07-12
12 Planetree Research Limited RepRepresentative 2024-07-12 2024-08-27
Resp OffResponsible Officer 2024-08-27
13 Planetree Securities Limited RepRepresentative 2024-07-12 2024-08-27
Resp OffResponsible Officer 2024-08-27
14 PLOTIO FOREX LIMITED Resp OffResponsible Officer 2022-03-21 2023-04-18
15 South China Forex Limited RepRepresentative 2016-04-26 2018-10-31
16 SOUTH CHINA RESEARCH LIMITED RepRepresentative 2016-04-26 2016-07-05
Resp OffResponsible Officer 2016-07-05 2018-10-31
17 SOUTH CHINA SECURITIES LIMITED RepRepresentative 2016-09-14 2018-10-31
18 Zero2IPO Securities Limited RepRepresentative 2020-01-24 2020-03-18
Resp OffResponsible Officer 2020-03-18 2020-08-31

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