Kwok, Ka Yiu (SFC:AFG950) 郭家耀

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SFC roles

Organisation Position From Until
1 Anli Securities Limited RepRepresentative 2021-12-21 2023-04-03
2 Atlantic Asset Management Limited RepRepresentative 2014-01-08 2014-06-17
Resp OffResponsible Officer 2014-06-17 2019-01-15
3 Glory Sun Securities Limited RepRepresentative 2013-01-24 2019-01-15
4 GRAND VIEW ASSET MANAGEMENT LIMITED Resp OffResponsible Officer 2024-07-05
5 HAI TONG SECURITIES (HK) BROKERAGE LIMITED RepRepresentative 2009-08-12 2011-05-03
6 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED RepRepresentative 2012-05-18 2012-12-15
7 HAITONG INTERNATIONAL FUTURES LIMITED RepRepresentative 2010-04-15 2012-12-15
8 HAITONG INTERNATIONAL RESEARCH LIMITED RepRepresentative 2005-03-30
9 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED RepRepresentative 2010-04-15 2012-12-15
10 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED RepRepresentative 2005-04-18 2009-08-03
11 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED RepRepresentative 2008-07-08 2009-08-03
12 SOUTHWEST SECURITIES (HK) FUTURES LIMITED RepRepresentative 2005-10-04 2009-08-03
13 VC International Asset Management Limited RepRepresentative 2021-10-08 2021-12-02
Resp OffResponsible Officer 2021-12-02 2024-05-17
14 ZHENRO ASSET MANAGEMENT CO. LIMITED Resp OffResponsible Officer 2019-09-18 2021-08-31
15 ZHENRO SECURITIES CO. LIMITED RepRepresentative 2020-08-20 2021-08-31

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