Gould, Denis James
SFC roles
| Organisation | Position | From | Until | ||
|---|---|---|---|---|---|
| 1 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Resp OffResponsible Officer | 2009-08-04 | 2011-06-24 | |
| 2 | AXA Financial Planning (Hong Kong) Limited | Resp OffResponsible Officer | 2009-08-04 | 2011-06-24 | |
| 3 | AXA Investment Managers Asia Limited | Resp OffResponsible Officer | 2009-02-27 | 2011-06-24 | |
| 4 | AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED | Resp OffResponsible Officer | 2009-02-27 | 2011-06-24 | |
| 5 | Halbis Capital Management (Hong Kong) Limited | Resp OffResponsible Officer | 2011-10-12 | 2011-12-31 | |
| 6 | HSBC Global Asset Management (Hong Kong) Limited | RepRepresentative | 2011-07-07 | 2011-10-12 | |
| Resp OffResponsible Officer | 2011-10-12 | 2022-08-31 | |||
| 7 | HSBC Global Asset Management Holdings (Bahamas) Limited | Resp OffResponsible Officer | 2011-10-12 | 2022-08-31 | |
| 8 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | RepRepresentative | 2011-07-07 | 2011-10-12 | |
| Resp OffResponsible Officer | 2011-10-12 | 2022-08-31 |
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