Lui, Tak Yan 呂德仁

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SFC roles

Organisation Position From Until
1 CNI GLOBAL CAPITAL LIMITED RepRepresentative 2004-04-13 2005-07-29
2 Dongxing Securities (Hong Kong) Company Limited Resp OffResponsible Officer 2016-02-23 2023-02-28
3 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED RepRepresentative 2014-02-28 2014-05-12
Resp OffResponsible Officer 2014-05-12 2014-12-15
4 ICBC INTERNATIONAL CAPITAL LIMITED RepRepresentative 2009-04-09 2011-04-14
Resp OffResponsible Officer 2011-04-14 2012-07-31
5 ICBC INTERNATIONAL SECURITIES LIMITED Resp OffResponsible Officer 2012-02-15 2012-07-31
6 ICEA CAPITAL ASIA LIMITED RepRepresentative 2007-05-02 2008-09-30
7 ICEA CAPITAL LIMITED RepRepresentative 2006-01-06 2009-04-01
8 Optima Capital Limited RepRepresentative 2005-08-08 2005-12-20
9 RaffAello Capital Limited RepRepresentative 2012-09-01 2012-09-27
Resp OffResponsible Officer 2012-09-27 2014-02-21
10 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED RepRepresentative 2015-01-06 2015-01-16
Resp OffResponsible Officer 2015-01-16 2015-12-16

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