Yiong, Hoi San 楊海山

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SFC roles

Organisation Position From Until
1 Alphamax Asset Management (HK) Limited RepRepresentative 2015-04-02 2015-08-21
2 CITIC Securities Brokerage (HK) Limited RepRepresentative 2004-03-01 2006-03-01
3 CITIC Securities Futures (HK) Limited RepRepresentative 2005-06-21 2006-03-01
4 Credit Agricole Securities (Asia) Limited RepRepresentative 2003-05-31
5 GALAXY ASSET MANAGEMENT (H.K.) LIMITED RepRepresentative 2010-10-05 2011-04-06
6 HSBC SECURITIES BROKERS (ASIA) LIMITED RepRepresentative 2007-09-05 2009-10-16
7 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED RepRepresentative 2015-11-03 2016-09-20
Resp OffResponsible Officer 2016-09-20 2018-01-31
8 JS CRESVALE CAPITAL LIMITED RepRepresentative 2011-05-18 2011-06-02
Resp OffResponsible Officer 2011-06-02 2013-06-03
9 JS CRESVALE SECURITIES INTERNATIONAL LIMITED RepRepresentative 2011-05-18 2011-06-02
Resp OffResponsible Officer 2011-06-02 2013-06-03
10 Meyer Capital Group Limited RepRepresentative 2021-01-22 2021-03-02
Resp OffResponsible Officer 2021-03-02 2021-09-30
11 MIZUHO SECURITIES ASIA LIMITED RepRepresentative 2006-04-18 2007-08-13
12 Old Peak Capital Limited Resp OffResponsible Officer 2014-07-08 2015-02-10
13 Prominence Investment Management Limited Resp OffResponsible Officer 2021-10-22
14 RBS Asia Securities (Hong Kong) Limited RepRepresentative 2003-05-31
15 Xen Capital (HK) Limited RepRepresentative 2019-11-04 2019-11-15
Resp OffResponsible Officer 2019-11-15 2020-12-30

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