Lee, Siu Lun (SFC:ABN376) 李兆麟

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SFC roles

Organisation Position From Until
1 AISANCE ASSET MANAGEMENT LIMITED Resp OffResponsible Officer 2003-06-30 2007-10-28
RepRepresentative 2008-08-04 2008-10-03
Resp OffResponsible Officer 2008-10-03 2013-02-22
2 GRAND CATHAY SECURITIES (HONG KONG) LIMITED RepRepresentative 2012-10-15 2017-09-01
3 HAI TONG SECURITIES (HK) BROKERAGE LIMITED Resp OffResponsible Officer 2007-12-18 2008-07-11
4 KGI ASIA LIMITED RepRepresentative 2003-06-26
Resp OffResponsible Officer 2003-06-26 2007-10-28
RepRepresentative 2008-08-04 2008-10-03
Resp OffResponsible Officer 2008-10-03 2017-10-02
Resp OffResponsible Officer 2017-10-03
5 KGI CAPITAL ASIA LIMITED Resp OffResponsible Officer 2013-04-18
6 KGI FUTURES (HONG KONG) LIMITED RepRepresentative 2003-06-26
Resp OffResponsible Officer 2003-06-26 2007-10-28
RepRepresentative 2008-08-04 2008-10-03
Resp OffResponsible Officer 2008-10-03
7 KGI SECURITIES (HONG KONG) LIMITED RepRepresentative 2003-06-26
Resp OffResponsible Officer 2003-06-26 2007-10-28
RepRepresentative 2008-08-04 2008-10-03
Resp OffResponsible Officer 2008-10-03 2017-10-02
8 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) Resp OffResponsible Officer 2010-03-08 2017-10-02

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