Shiu, Lap Kei (SFC:AOI979) 蕭立基

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SFC roles

Organisation Position From Until
1 Avenue Asset Management Limited (HK) RepRepresentative 2020-04-14 2020-09-18
2 Avenue Family Office Limited RepRepresentative 2020-04-14 2020-09-18
3 AVENUE INVESTMENT MANAGEMENT LIMITED RepRepresentative 2020-04-14 2020-09-18
4 HAITONG INTERNATIONAL FUTURES LIMITED RepRepresentative 2007-08-17 2008-05-24
5 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED RepRepresentative 2007-08-17 2008-05-24
6 HSBC SECURITIES BROKERS (ASIA) LIMITED RepRepresentative 2015-10-05 2016-01-22
7 MACROWATERS ASIA FUND MANAGEMENT LIMITED RepRepresentative 2020-12-08 2021-01-26
Resp OffResponsible Officer 2021-01-26 2021-03-31
8 Morgan Stanley Asia Limited RepRepresentative 2012-09-05 2014-09-05
9 Morgan Stanley Hong Kong Securities Limited RepRepresentative 2012-09-05 2014-09-05
10 MUFG Securities Asia Limited RepRepresentative 2010-12-31 2012-07-04
11 MUSHK Limited RepRepresentative 2008-05-28 2010-12-30
12 PHILLIP COMMODITIES (H.K.) LIMITED RepRepresentative 2006-12-29 2007-07-08
13 PHILLIP SECURITIES (HONG KONG) LIMITED RepRepresentative 2006-12-29 2007-07-08
14 TOKAI TOKYO SECURITIES (ASIA) LIMITED RepRepresentative 2016-06-24 2019-08-02

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