Chen, Yat Sun 陳一新

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SFC roles

Organisation Position From Until
1 Core Securities Company Limited (The) Resp OffResponsible Officer 2014-09-22 2017-04-26
2 HS Securities Limited Resp OffResponsible Officer 2018-05-14 2020-10-31
3 Morgan Stanley Asia Limited RepRepresentative 2003-06-18
4 Morgan Stanley Hong Kong Futures Limited RepRepresentative 2003-06-18
5 Morgan Stanley Hong Kong Securities Limited RepRepresentative 2003-06-18
6 Open Asset Management Limited RepRepresentative 2013-01-15 2013-02-26
Resp OffResponsible Officer 2013-02-26 2014-03-09
7 Open Securities Limited RepRepresentative 2013-01-15 2013-02-26
Resp OffResponsible Officer 2013-02-26 2014-03-09
8 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED RepRepresentative 2007-05-28 2009-01-06
Resp OffResponsible Officer 2009-01-06 2013-01-01
9 PHILLIP COMMODITIES (H.K.) LIMITED RepRepresentative 2007-05-14 2013-01-01
10 PHILLIP SECURITIES (HONG KONG) LIMITED RepRepresentative 2007-05-14 2013-01-01
11 Polaris Capital (Asia) Limited RepRepresentative 2003-11-06 2005-01-26
12 Yuanta Asia Investment (Hong Kong) Limited RepRepresentative 2003-09-05 2004-05-31
Resp OffResponsible Officer 2004-05-31 2007-03-31

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