Wu, Steven Sheung Chi 胡尚智

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SFC roles

Organisation Position From Until
1 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) RepRepresentative 2007-11-12 2009-09-11
2 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED RepRepresentative 2009-10-15 2011-06-13
3 DAKIN CAPITAL LIMITED RepRepresentative 2024-01-18 2024-02-15
4 HUABANG CORPORATE FINANCE LIMITED Resp OffResponsible Officer 2021-05-17 2021-07-20
5 PIPER JAFFRAY ASIA LIMITED RepRepresentative 2011-07-14 2011-11-26
6 RHB CAPITAL HONG KONG LIMITED RepRepresentative 2012-01-04 2014-06-01
RepRepresentative 2015-07-23 2015-10-16
Resp OffResponsible Officer 2015-10-16 2017-10-13
7 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED RepRepresentative 2014-06-05 2015-07-14
8 SOUTH CHINA CAPITAL LIMITED RepRepresentative 2017-11-23 2018-04-09
Resp OffResponsible Officer 2018-04-09 2020-06-11
9 SOUTH CHINA SECURITIES LIMITED RepRepresentative 2017-11-23 2020-06-11
10 Taihe Securities (Hong Kong) Limited Resp OffResponsible Officer 2023-04-06 2023-09-30
11 Wanhai Securities (HK) Limited RepRepresentative 2020-11-13 2021-05-10
12 Zijing Capital Limited RepRepresentative 2021-09-28 2021-12-02
Resp OffResponsible Officer 2021-12-02 2022-06-28

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