Li, Wai Sum 李煒森

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SFC roles

Organisation Position From Until
1 Blackhorn Wealth Management Limited Resp OffResponsible Officer 2018-12-03 2019-03-29
2 CARLYON ASSET MANAGEMENT LIMITED RepRepresentative 2024-02-23 2024-02-28
Resp OffResponsible Officer 2024-02-28
3 CARLYON SECURITIES LIMITED Resp OffResponsible Officer 2024-02-28
4 Da Heng Qin (Hong Kong) Company Limited Resp OffResponsible Officer 2022-08-18 2023-11-10
5 Fantasia Asset Management Limited Resp OffResponsible Officer 2019-10-24 2022-03-31
6 FULBRIGHT ASSET MANAGEMENT LIMITED RepRepresentative 2015-12-28 2017-07-01
7 FULBRIGHT FUTURES LIMITED RepRepresentative 2015-09-07 2017-07-01
8 FULBRIGHT SECURITIES LIMITED RepRepresentative 2015-09-07 2017-07-01
9 PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED RepRepresentative 2014-01-20 2015-08-28
10 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED RepRepresentative 2014-01-20 2015-08-28
11 RHB SECURITIES HONG KONG LIMITED RepRepresentative 2010-04-20 2010-11-05
12 WANEXE SECURITIES (HK) LIMITED RepRepresentative 2019-05-23 2019-07-03
13 Yuanta Asia Investment (Hong Kong) Limited RepRepresentative 2010-12-22 2013-08-01
14 Yuanta Securities (Hong Kong) Company Limited RepRepresentative 2012-06-21 2013-12-19

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