Loh, Yiu Fai 陸耀輝

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SFC roles

Organisation Position From Until
1 CELESTIAL COMMODITIES LIMITED RepRepresentative 2003-05-31
2 CELESTIAL FINANCE LIMITED RepRepresentative 2003-05-31
3 CELESTIAL SECURITIES LIMITED RepRepresentative 2003-05-31
4 SHUN LOONG FUTURES LIMITED RepRepresentative 2003-11-12 2004-10-17
5 SHUN LOONG SECURITIES COMPANY LIMITED RepRepresentative 2003-11-12 2004-10-17
6 PIPER JAFFRAY ASIA SECURITIES LIMITED RepRepresentative 2004-11-05 2005-09-22
7 PIPER JAFFRAY ASIA FUTURES LIMITED RepRepresentative 2004-11-05 2007-02-17
8 PIPER JAFFRAY ASIA SECURITIES LIMITED Resp OffResponsible Officer 2005-09-22 2007-02-17
9 RHB SECURITIES HONG KONG LIMITED RepRepresentative 2007-03-12 2007-05-07
10 RHB FUTURES HONG KONG LIMITED RepRepresentative 2007-03-12 2008-10-25
11 RHB SECURITIES HONG KONG LIMITED Resp OffResponsible Officer 2007-05-07 2008-10-25
12 Friedmann Pacific Asset Management (Hong Kong) Limited RepRepresentative 2009-05-06 2009-05-29
13 Sino-Rich Securities & Futures Limited RepRepresentative 2009-05-06 2009-05-29
14 PRESIDENT SECURITIES (HONG KONG) LIMITED RepRepresentative 2009-06-11 2012-02-22
15 KGI ASIA LIMITED RepRepresentative 2012-03-05 2012-07-24
16 KGI FUTURES (HONG KONG) LIMITED RepRepresentative 2012-03-05 2012-07-24
17 CINDA INTERNATIONAL FUTURES LIMITED RepRepresentative 2012-09-06 2012-10-17
18 CINDA INTERNATIONAL SECURITIES LIMITED RepRepresentative 2012-09-06 2012-10-17
19 Public Securities Limited RepRepresentative 2012-10-24 2013-03-04
20 Sino-Rich Securities & Futures Limited RepRepresentative 2019-06-28 2019-12-28

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