Li, Kay Yuen 李基源
SFC roles
Organisation | Position | From | Until | ||
---|---|---|---|---|---|
1 | CITIC Securities Brokerage (HK) Limited | RepRepresentative | 2012-02-06 | 2012-10-20 | |
2 | CITIC Securities Futures (HK) Limited | RepRepresentative | 2012-09-20 | 2012-10-20 | |
3 | KGI ASIA LIMITED | RepRepresentative | 2012-11-06 | 2017-10-02 | |
RepRepresentative | 2017-10-03 | 2021-03-07 | |||
4 | KGI FUTURES (HONG KONG) LIMITED | RepRepresentative | 2012-11-06 | 2019-05-31 | |
5 | PRUDENTIAL BROKERAGE LIMITED | RepRepresentative | 2009-04-02 | 2012-01-26 | |
RepRepresentative | 2021-03-15 | 2021-12-31 | |||
6 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | RepRepresentative | 2009-06-17 | 2011-03-31 |
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