Dunham, Christopher Mark
SFC roles
Organisation | Position | From | Until | ||
---|---|---|---|---|---|
1 | HSBC SECURITIES (ASIA) LIMITED | Resp OffResponsible Officer | 2007-07-23 | 2009-02-18 | |
2 | HSBC SECURITIES BROKERS (ASIA) LIMITED | RepRepresentative | 2006-08-18 | 2007-05-08 | |
Resp OffResponsible Officer | 2007-05-08 | 2009-02-18 | |||
3 | Jefferies Hong Kong Limited | RepRepresentative | 2021-11-30 | ||
4 | Merrill Lynch (Asia Pacific) Limited | RepRepresentative | 2012-06-04 | 2018-12-19 | |
5 | Merrill Lynch Far East Limited | RepRepresentative | 2012-06-04 | 2021-07-19 | |
6 | Yuanta Securities (Hong Kong) Company Limited | RepRepresentative | 2009-04-28 | 2009-08-05 | |
Resp OffResponsible Officer | 2009-08-05 | 2012-04-26 |
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