Mok, Wai Yip 莫偉業

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SFC roles

Organisation Position From Until
1 CSC FUTURES (HK) LIMITED RepRepresentative 2012-11-16 2015-02-01
2 CSC SECURITIES (HK) LIMITED RepRepresentative 2012-11-16 2015-02-01
3 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED RepRepresentative 2015-03-30 2015-08-06
4 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED RepRepresentative 2015-03-30 2015-08-06
5 JS SECURITIES LIMITED (HK) RepRepresentative 2017-07-11 2020-02-28
6 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED RepRepresentative 2010-10-25 2012-09-18
7 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED RepRepresentative 2015-02-10 2015-03-16
8 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED RepRepresentative 2015-02-10 2015-03-16
9 YUE XIU FUTURES COMPANY LIMITED RepRepresentative 2015-09-08 2017-05-31
10 YUE XIU SECURITIES COMPANY LIMITED RepRepresentative 2015-09-08 2017-05-31
11 ZHONGHUI INTERNATIONAL FUTURES COMPANY LIMITED RepRepresentative 2017-07-11 2017-07-31
Resp OffResponsible Officer 2017-07-31 2020-12-31
RepRepresentative 2020-12-31 2022-01-28
Resp OffResponsible Officer 2022-01-28

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