Chan, Kwok Hay 陳國禧

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SFC roles

Organisation Position From Until
1 SPLENDOR GLOBAL INVESTMENTS LIMITED Resp OffResponsible Officer 2005-06-07 2006-05-19
2 SOUTH CHINA COMMODITIES LIMITED RepRepresentative 2007-01-02 2007-10-08
3 SOUTH CHINA SECURITIES LIMITED RepRepresentative 2007-01-02 2007-10-08
4 Beevest Securities Limited RepRepresentative 2008-03-18 2008-08-01
5 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED RepRepresentative 2009-02-19 2009-08-10
6 ICBC INTERNATIONAL SECURITIES LIMITED RepRepresentative 2009-08-18 2011-01-01
7 ICBC INTERNATIONAL FUTURES LIMITED RepRepresentative 2009-09-15 2011-01-01
8 LT Securities Limited Resp OffResponsible Officer 2011-04-01 2012-04-25
9 ZHONGTAI INTERNATIONAL SECURITIES LIMITED Resp OffResponsible Officer 2012-11-13 2015-04-17
10 ZHONGTAI INTERNATIONAL FUTURES LIMITED Resp OffResponsible Officer 2012-12-07 2015-04-17
11 CAITONG INTERNATIONAL SECURITIES CO., LIMITED Resp OffResponsible Officer 2015-05-18 2016-07-13
12 SBI E2-Capital Securities Limited RepRepresentative 2017-08-09 2018-03-02
13 SBI E2-Capital Securities Limited Resp OffResponsible Officer 2018-03-02 2018-04-25
14 Vantum Asset Management Limited Resp OffResponsible Officer 2018-03-02 2018-04-25
15 Quam Securities Limited RepRepresentative 2018-05-30 2018-10-11
16 Quam Securities Limited Resp OffResponsible Officer 2018-10-11 2020-10-06
17 ZHONGTAI INTERNATIONAL FUTURES LIMITED RepRepresentative 2021-01-20 2021-05-20
18 ZHONGTAI INTERNATIONAL SECURITIES LIMITED RepRepresentative 2021-01-20 2021-05-20
19 WRise Prestige Asset Management Limited Resp OffResponsible Officer 2023-03-27 2023-07-31
20 WRise Prestige Securities Limited Resp OffResponsible Officer 2023-03-27 2023-07-31
21 Vantum Asset Management Limited Resp OffResponsible Officer 2023-08-10
22 Vantum Futures Limited Resp OffResponsible Officer 2024-04-23

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