Chan, Lap Chung (SFC:AIJ099) 陳立中

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SFC roles

Organisation Position From Until
1 313 Capital Management Limited RepRepresentative 2016-10-12 2017-01-04
2 Absolute Investment Management (HK) Limited RepRepresentative 2005-09-30 2007-09-27
3 CL Strategic Management Limited Resp OffResponsible Officer 2022-08-12
4 DESCARTES GLOBAL ASSET MANAGEMENT LIMITED RepRepresentative 2004-10-27 2005-06-02
5 Forwin Capital Management Limited RepRepresentative 2018-05-02 2018-05-23
Resp OffResponsible Officer 2018-05-23 2019-02-17
6 Forwin Futures Group Limited Resp OffResponsible Officer 2018-10-10 2019-02-17
7 Forwin Securities Group Limited RepRepresentative 2018-05-02 2018-05-23
Resp OffResponsible Officer 2018-05-23 2019-02-17
8 Gold Mountains Asset Management Limited Resp OffResponsible Officer 2013-08-28 2015-04-02
9 HGNH International Futures Co., Limited RepRepresentative 2011-06-13 2011-07-23
10 JW CAPITAL SECURITIES LIMITED RepRepresentative 2021-12-06 2022-08-07
11 NOMURA INTERNATIONAL (HONG KONG) LIMITED RepRepresentative 2003-09-25
12 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED RepRepresentative 2011-08-12 2011-09-07
Resp OffResponsible Officer 2011-09-07 2013-07-08
13 Richland Asset Management (HK) Limited Resp OffResponsible Officer 2020-07-31 2021-09-30
14 South China Investment Management Limited Resp OffResponsible Officer 2017-03-20 2018-01-15
15 SOUTH CHINA RESEARCH LIMITED RepRepresentative 2017-01-04 2017-03-20
Resp OffResponsible Officer 2017-03-20 2018-01-15
16 SOUTH CHINA SECURITIES LIMITED RepRepresentative 2017-01-04 2017-03-20
Resp OffResponsible Officer 2017-03-20 2018-01-15
17 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED Resp OffResponsible Officer 2008-12-18 2011-04-07
18 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED RepRepresentative 2010-11-09 2011-04-07
19 SPDB International Holdings Limited RepRepresentative 2015-04-09 2015-05-15
Resp OffResponsible Officer 2015-05-15 2015-10-27
20 SPDB International Investment Management Limited Resp OffResponsible Officer 2015-10-13 2016-08-31

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