Li, Edward Sang 李生

Filing in Guotai Junan International Holdings Limited:O

Exchange Code Listed Last trade Delisted
HK Main 01788  2010-07-08    

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Filing data

Date of relevant event:2014-09-19
Awareness date (if later):
Filing date:2014-09-23
Original filing: Click here
Shares in issue as filed:2,271,360,000

Long event

Stated disclosure reason:Becoming interested
Capacity after:Beneficial owner
Shares involved:100,200
Currency:HKD
Average off-exchange consideration:5.300
Implied total value:531,060

Positions before and after the event

Interest in shares
Position Before After Change
Long 3,176,800 3,277,000 100,200

Percent of issued
Position Before After Change
Long 0.14% 0.14% 0.00%

Capacity of interests after the event

Interest in shares
Capacity Long Short Net
Beneficial owner 2,879,000 0 2,879,000
Beneficiary of a trust 398,000 0 398,000

Percent of issued
Capacity Long Short Net
Beneficial owner 0.13% 0.00% 0.13%
Beneficiary of a trust 0.02% 0.00% 0.02%

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