Li, Edward Sang 李生

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Filing in Guotai Junan International Holdings Limited:O

Exchange	Code	Listed	Last trade	Delisted
HK Main	01788	2010-07-08			Docs

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Filing data

Date of relevant event:	2015-11-04
Awareness date (if later):
Filing date:	2015-11-06
Original filing:	Click here
Shares in issue as filed:	6,934,308,201

Long event

Stated disclosure reason:	Ceasing to have an interest
Capacity before:	Beneficial owner
Shares involved:	400,000
Currency:	HKD
Highest on-exchange price:	3.320
Average on-exchange price:	3.215
Implied total value:	1,286,000
On-exchange settlement date:	2015-11-06
CCASS changes on settlement date:	Click here

	Filer	Market	Prem/(disc) or share
Highest price	3.320	3.330	-0.30%
Average price	3.215	3.172	1.35%
Volume	400,000	148,250,000	0.27%
Turnover	1,286,000	470,281,142	0.27%

Positions before and after the event

	Interest in shares
Position	Before	After	Change
Long	5,796,833	5,396,833	-400,000

	Percent of issued
Position	Before	After	Change
Long	0.08%	0.08%	0.00%

Capacity of interests after the event

	Interest in shares
Capacity	Long	Short	Net
Beneficial owner	3,617,833	0	3,617,833
Beneficiary of a trust	1,779,000	0	1,779,000

	Percent of issued
Capacity	Long	Short	Net
Beneficial owner	0.05%	0.00%	0.05%
Beneficiary of a trust	0.03%	0.00%	0.03%

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