Lu, Charles Zhengyao 陸正耀

• Key data
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• Notes

Filing in CAR Inc.:O

Exchange	Code	Listed	Last trade	Delisted
HK Main	00699	2014-09-19	2021-06-23	2021-07-08	Docs

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Filing data

Date of relevant event:	2016-07-14
Awareness date (if later):
Filing date:	2016-07-19
Original filing:	Click here
Shares in issue as filed:	2,371,383,683

Long event

Stated disclosure reason:	Sale contract
Capacity before:	Interest of corporation >=1/3 controlled
Capacity after:	Interest of corporation >=1/3 controlled
Shares involved:	1,000,000
Currency:	HKD
Highest on-exchange price:	7.800
Average on-exchange price:	7.754
Implied total value:	7,754,000
On-exchange settlement date:	2016-07-18
CCASS changes on settlement date:	Click here

	Filer	Market	Prem/(disc) or share
Highest price	7.800	7.930	-1.64%
Average price	7.754	7.758	-0.05%
Volume	1,000,000	6,041,121	16.55%
Turnover	7,754,000	46,867,387	16.54%

Positions before and after the event

	Interest in shares
Position	Before	After	Change
Long	698,119,855	698,119,855	0

	Percent of issued
Position	Before	After	Change
Long	29.44%	29.44%	0.00%

Capacity of interests after the event

	Interest in shares
Capacity	Long	Short	Net
Beneficial owner	9,245,000	0	9,245,000
Interest of child under 18 or spouse	53,723,770	0	53,723,770
Interest of corporation >=1/3 controlled	327,649,310	0	327,649,310
Beneficiary of a trust	307,501,775	0	307,501,775

	Percent of issued
Capacity	Long	Short	Net
Beneficial owner	0.39%	0.00%	0.39%
Interest of child under 18 or spouse	2.27%	0.00%	2.27%
Interest of corporation >=1/3 controlled	13.82%	0.00%	13.82%
Beneficiary of a trust	12.97%	0.00%	12.97%

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