Lu, Charles Zhengyao 陸正耀

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• Notes

Filing in CAR Inc.:O

Exchange	Code	Listed	Last trade	Delisted
HK Main	00699	2014-09-19	2021-06-23	2021-07-08	Docs

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Filing data

Date of relevant event:	2017-05-19
Awareness date (if later):
Filing date:	2017-05-19
Original filing:	Click here
Shares in issue as filed:	2,300,181,239

Long event

Stated disclosure reason:	Sale contract
Capacity before:	Interest of corporation >=1/3 controlled
Capacity after:	Interest of corporation >=1/3 controlled
Shares involved:	8,500,000
Currency:	HKD
Highest on-exchange price:	7.000
Average on-exchange price:	7.000
Implied total value:	59,500,000
On-exchange settlement date:	2017-05-23
CCASS changes on settlement date:	Click here

	Filer	Market	Prem/(disc) or share
Highest price	7.000	7.020	-0.28%
Average price	7.000	6.968	0.46%
Volume	8,500,000	13,009,000	65.34%
Turnover	59,500,000	90,647,490	65.64%

Positions before and after the event

	Interest in shares
Position	Before	After	Change
Long	686,922,855	686,922,855	0

	Percent of issued
Position	Before	After	Change
Long	29.86%	29.86%	0.00%

Capacity of interests after the event

	Interest in shares
Capacity	Long	Short	Net
Beneficial owner	9,245,000	0	9,245,000
Interest of child under 18 or spouse	53,723,770	0	53,723,770
Interest of corporation >=1/3 controlled	316,452,310	0	316,452,310
Beneficiary of a trust	307,501,775	0	307,501,775

	Percent of issued
Capacity	Long	Short	Net
Beneficial owner	0.40%	0.00%	0.40%
Interest of child under 18 or spouse	2.34%	0.00%	2.34%
Interest of corporation >=1/3 controlled	13.76%	0.00%	13.76%
Beneficiary of a trust	13.37%	0.00%	13.37%

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