Hu, Frederick Zuliu 胡祖六

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• Notes

Filing in Yum China Holdings, Inc.:O

Exchange	Code	Listed	Last trade	Delisted
HK Sec	09987	2020-09-10	2022-10-21	2022-10-24	Docs
HK Main	09987	2022-10-24			Docs

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Filing data

Date of relevant event:	2022-11-03
Awareness date (if later):
Filing date:	2022-11-07
Original filing:	Click here
Shares in issue as filed:	418,532,183

Long event

Stated disclosure reason:	Completed sale
Capacity before:	Interest of corporation >=1/3 controlled
Shares involved:	3,193,127
Currency:	USD
Highest on-exchange price:	45.125
Average on-exchange price:	45.125
Implied total value:	144,089,856
On-exchange settlement date:	2022-11-07
CCASS changes on settlement date:	Click here

	Filer	Market	Prem/(disc) or share
Highest price	45.125	381.400	-88.17%
Average price	45.125	373.230	-87.91%
Volume	3,193,127	1,045,510	305.41%
Turnover	144,089,856	390,215,806	36.93%

Positions before and after the event

	Interest in shares
Position	Before	After	Change
Long	16,408,515	13,215,388	-3,193,127

	Percent of issued
Position	Before	After	Change
Long	3.92%	3.16%	-0.76%

Capacity of interests after the event

	Interest in shares
Capacity	Long	Short	Net
Beneficial owner	43,737	-0	43,737
Interest of corporation >=1/3 controlled	13,171,651	-0	13,171,651

	Percent of issued
Capacity	Long	Short	Net
Beneficial owner	0.01%	-0.00%	0.01%
Interest of corporation >=1/3 controlled	3.15%	-0.00%	3.15%

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