Shi, Yuzhu 史玉柱

Filing in STONE GROUP HOLDINGS LIMITED:O

Exchange Code Listed Last trade Delisted
HK Main 00409  1993-08-16  2009-10-06  2009-11-09

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Filing data

Date of relevant event:2007-09-14
Awareness date (if later):
Filing date:2007-09-18
Original filing: Click here
Shares in issue as filed:1,783,962,581

Long event

Stated disclosure reason:Exercising an option
Capacity before:Interest of corporation >=1/3 controlled
Capacity after:Interest of corporation >=1/3 controlled
Shares involved:55,263,157
Currency:HKD
Average off-exchange consideration:0.760
Implied total value:41,999,999

Positions before and after the event

Interest in shares
Position Before After Change
Long 391,842,104 391,842,104 0

Percent of issued
Position Before After Change
Long 21.96% 21.96% 0.00%

Capacity of interests after the event

Interest in shares
Capacity Long Short Net
Beneficial owner 5,000,000 0 5,000,000
Interest of corporation >=1/3 controlled 386,842,104 0 386,842,104

Percent of issued
Capacity Long Short Net
Beneficial owner 0.28% 0.00% 0.28%
Interest of corporation >=1/3 controlled 21.68% 0.00% 21.68%

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