Lu, Hua (1963) 呂華

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Dealings in SHENZHEN INVESTMENT LIMITED: O

Exchange	Code	Listed	Last trade	Delisted
HK Main	00604	1997-03-07			Docs

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• CCASS
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Click the date to see more details. L=Long, S=Short. Click the on-exchange price to see the CCASS movements on the settlement date corresponding to the relevant event, for trades after 22-Jun-2007.

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	Relevant date Y-M-D	Probable reason	L / S	Shares involved	CapacityCapacity of the shares involved	Interest in shares	Curr	OnEx Price	OffEx Price	Value	Stake %	Stake Δ %
1	22-06-19	Call expExpired right to take underlying shares	L	-9,305,948		1,154,562					0.01	-0.11
2	20-08-17	Other incOther increase - see filing	L	410,948	OwnerBeneficial owner	10,460,510					0.12	0.01
3	19-11-18	Other incOther increase - see filing	L	199,135	OwnerBeneficial owner	10,049,562					0.11	0.00
4	19-08-15	Other incOther increase - see filing	L	326,408	OwnerBeneficial owner	9,850,427					0.11	0.00
5	19-01-27	Call expExpired right to take underlying shares	L	-1,849		9,524,019	HKD				0.11	0.00
6	19-01-22	ExercisedExercised derivative rights to acquire	L	56,000	OwnerBeneficial owner	9,581,868	HKD		2.191	122,696	0.11	0.00
7	19-01-22	SoldCompleted sale	L	-56,000	OwnerBeneficial owner	9,525,868	HKD	2.660	2.191	-148,960	0.11	0.00
8	19-01-18	ExercisedExercised derivative rights to acquire	L	1,300,000	OwnerBeneficial owner	10,881,868	HKD		2.191	2,848,300	0.13	0.00
9	19-01-18	SoldCompleted sale	L	-1,300,000	OwnerBeneficial owner	9,581,868	HKD	2.590	2.191	-3,367,000	0.11	-0.02
10	19-01-09	ExercisedExercised derivative rights to acquire	L	1,564,000	OwnerBeneficial owner	12,445,868	HKD		2.191	3,426,724	0.15	0.00
11	19-01-09	SoldCompleted sale	L	-1,564,000	OwnerBeneficial owner	10,881,868	HKD	2.464	2.191	-3,854,009	0.13	-0.02
12	19-01-03	ExercisedExercised derivative rights to acquire	L	430,000	OwnerBeneficial owner	12,875,868	HKD		2.191	942,130	0.15	0.00
13	19-01-03	SoldCompleted sale	L	-430,000	OwnerBeneficial owner	12,445,868	HKD	2.510	2.191	-1,079,300	0.15	0.00
14	18-11-19	Other incOther increase - see filing	L	339,186	OwnerBeneficial owner	12,875,868					0.15	0.00
15	18-08-17	Other incOther increase - see filing	L	378,523	OwnerBeneficial owner	12,515,057					0.15	0.00
16	18-08-17	GivenReceived shares without payment	L	21,625	OwnerBeneficial owner	12,536,682	HKD		3.174	68,638	0.15	0.00
17	18-01-10	SoldCompleted sale	L	-776	OwnerBeneficial owner	12,136,534	HKD	3.400		-2,638	0.15	0.00
18	17-11-20	Other incOther increase - see filing	L	203,049	OwnerBeneficial owner	12,125,980					0.15	0.00
19	17-11-20	GivenReceived shares without payment	L	11,330	OwnerBeneficial owner	12,137,310	HKD		3.790	42,941	0.15	0.00
20	17-09-08	SoldCompleted sale	L	-706,000	OwnerBeneficial owner	11,922,931	HKD	3.610		-2,548,660	0.15	-0.01
21	17-09-08	ExercisedExercised derivative rights to acquire	L	706,000	OwnerBeneficial owner	12,628,931	HKD		2.376	1,677,456	0.16	0.00
22	17-09-06	SoldCompleted sale	L	-2,000,000	OwnerBeneficial owner	12,628,931	HKD	3.530		-7,060,000	0.16	-0.02
23	17-09-06	ExercisedExercised derivative rights to acquire	L	2,000,000	OwnerBeneficial owner	14,628,931	HKD		2.376	4,752,000	0.18	0.00
24	17-08-18	Other incOther increase - see filing	L	964,548	OwnerBeneficial owner	14,628,931					0.18	0.00
25	17-07-18	Call expExpired right to take underlying shares	L	-1,028,000	OwnerBeneficial owner	13,664,383					0.18	-0.01
26	17-06-20	AcquireBecoming interested	L	8,740,000	OwnerBeneficial owner	14,692,383	HKD				0.19	0.11
27	17-06-09	DisposeCeasing to have an interest	L	-3,000,000	OwnerBeneficial owner	5,952,383	HKD	3.827		-11,481,000	0.08	-0.04
28	17-06-09	ExerciseExercising an option	L	3,000,000	OwnerBeneficial owner	8,952,383	HKD				0.12	0.00
29	15-07-19	DisposeCeasing to have an interest	L	-1,696,000		8,952,383	HKD				0.12	-0.04
30	15-04-15	DisposeCeasing to have an interest	L	-170,000	OwnerBeneficial owner	10,648,383	HKD	3.700		-629,000	0.16	0.00
31	15-04-15	ExerciseExercising an option	L	170,000	OwnerBeneficial owner	10,818,383	HKD				0.16	0.00
32	15-04-13	DisposeCeasing to have an interest	L	-3,708,000	OwnerBeneficial owner	10,818,383	HKD	3.602		-13,356,216	0.16	-0.06
33	15-04-13	ExerciseExercising an option	L	3,708,000	OwnerBeneficial owner	14,526,383	HKD				0.22	0.00
34	14-08-21	AcquireBecoming interested	L	28,488	OwnerBeneficial owner	14,526,383	HKD		2.464	70,194	0.26	-0.01
35	14-01-28	AcquireBecoming interested	L	7,830,000	OwnerBeneficial owner	14,497,895	HKD				0.27	0.15
36	13-11-12	AcquireBecoming interested	L	12,333	OwnerBeneficial owner	6,667,895	HKD		3.250	40,082	0.12	-0.01
37	13-08-12	AcquireBecoming interested	L	42,733	OwnerBeneficial owner	6,655,562	HKD		2.674	114,268	0.13	0.00
38	13-04-10	AcquireBecoming interested	L	1,558,000	OwnerBeneficial owner	6,612,829	HKD				0.18	0.04
39	12-11-06	AcquireBecoming interested	L	18,637	OwnerBeneficial owner	5,054,829	HKD		1.766	32,913	0.14	0.00
40	11-11-02	AcquireBecoming interested	L	20,192	OwnerBeneficial owner	5,036,192	HKD		1.560	31,500	0.14	0.00
41	11-06-21	AppointedOn becoming director or CEO	L		OwnerBeneficial owner	5,016,000	HKD				0.14	0.00

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