Flores, Nicolas (SFC:AUZ455)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in futures contracts | 2010-04-01 | 2010-07-15 | Rep | Dealing in securities | 2010-04-01 | 2010-07-15 |
2 | Vantage Capital Markets HK Limited | Rep | Dealing in futures contracts | 2010-08-10 | 2012-10-05 | Rep | Dealing in securities | 2010-08-10 | 2012-10-05 |
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