Chow, Shu Kay 周樹基

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CHINAWIDE SECURITIES LIMITED RO Dealing in securities 2010-11-09 2013-03-15
RO Advising on securities 2011-05-31 2013-03-15
2 Gary Cheng Securities Limited Rep Advising on securities 2023-11-06 2023-11-21
Rep Dealing in securities 2023-11-06 2023-11-21
RO Advising on securities 2023-11-21
RO Dealing in securities 2023-11-21
3 Goldin Equities Limited Rep Dealing in securities 2006-01-17 2006-01-26
RO Dealing in securities 2006-01-26 2008-11-04
Rep Dealing in securities 2018-02-21 2018-02-28
RO Dealing in securities 2018-02-28 2022-11-16
4 Seazen Resources Futures Limited Rep Dealing in futures contracts 2016-04-05 2017-10-03
5 Seazen Resources Securities Limited RO Dealing in securities 2016-01-28 2017-10-03
6 STARLING GROUP FUTURES LIMITED Rep Dealing in futures contracts 2009-08-11 2009-10-12
RO Dealing in futures contracts 2009-10-12 2010-10-16
7 STARLING GROUP SECURITIES LIMITED RO Dealing in securities 2008-11-05 2010-10-16
RO Advising on securities 2009-11-06 2010-10-16
8 Tensant Securities Limited Rep Dealing in securities 2013-04-02 2013-05-15
RO Dealing in securities 2013-05-15 2014-12-29
9 THOMAS GLOBAL FINANCIAL SERVICES LIMITED RO Dealing in securities 2015-01-12 2015-10-17
10 TIFFIT SECURITIES (HONG KONG) LIMITED RO Asset management 2004-09-03
RO Automated trading services 2004-09-03
RO Advising on corporate finance 2005-12-15
RO Advising on securities 2005-12-15
RO Dealing in securities 2005-12-15

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