Ip Yuen, Katherine King Wai 葉阮琼惠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Katherine Ip & Company | RO | Advising on corporate finance | 2005-03-04 | RO | Advising on securities | 2005-03-04 | RO | Asset management | 2005-03-04 | RO | Dealing in securities | 2005-03-24 |
| 2 | SOO PUI CHEN SECURITIES LIMITED | Rep | Dealing in securities | 2018-03-28 | 2018-06-12 | RO | Dealing in securities | 2018-06-12 | 2023-05-31 |
| 3 | Yieldful Securities Limited | RO | Dealing in securities | 2005-03-24 | 2017-08-02 |
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