Chin, Michael Jaewuk
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2017-05-18 | 2017-05-24 | Rep | Dealing in securities | 2017-05-18 | 2017-05-24 |
2 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2005-03-24 | Rep | Advising on securities | 2005-03-24 | Rep | Asset management | 2005-03-24 | Rep | Dealing in securities | 2006-09-04 | RO | Dealing in securities | 2006-09-04 | 2010-01-27 | Rep | Dealing in securities | 2010-01-27 | 2010-07-05 |
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