Chu, John Tai Wo 朱泰和
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | PineBridge Investments Asia Limited | RO | Advising on corporate finance | 2005-03-15 | RO | Advising on securities | 2009-11-18 | RO | Asset management | 2009-11-18 |
2 | PineBridge Investments Hong Kong Limited | RO | Advising on securities | 2005-03-15 | RO | Asset management | 2009-11-18 |
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