Tam, Tak Wing (SFC:ADT311) 譚德穎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Anuenue Securities Limited | Rep | Advising on corporate finance | 2004-01-29 | Rep | Advising on securities | 2004-01-29 | Rep | Asset management | 2004-01-29 | Rep | Dealing in securities | 2006-12-22 |
2 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-01-02 | 2009-06-10 |
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