Laydon, Frederick Tennyson
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ASIA PACIFIC INVESTMENT ADVISORS LIMITED | Rep | Advising on corporate finance | 2023-02-01 | 2023-11-27 | Rep | Advising on securities | 2023-02-01 | 2023-11-27 | Rep | Asset management | 2023-02-01 | 2023-11-27 |
2 | PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | RO | Advising on corporate finance | 2004-11-04 | RO | Advising on securities | 2005-12-31 | RO | Asset management | 2005-12-31 |
3 | PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | Advising on securities | 2019-12-06 | 2021-05-03 |
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