Chan, Pui Ting 陳佩婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on futures contracts | 2010-04-12 | 2011-05-24 | Rep | Advising on securities | 2010-04-12 | 2011-05-24 | Rep | Asset management | 2010-04-12 | 2011-05-24 | Rep | Dealing in securities | 2010-04-12 | 2011-05-24 |
2 | BNP PARIBAS DEALING SERVICES ASIA LIMITED | Rep | Advising on securities | 2005-09-13 | 2010-07-02 | Rep | Asset management | 2005-09-13 | 2010-07-02 | Rep | Dealing in securities | 2005-09-13 | 2010-11-08 | Rep | Advising on futures contracts | 2008-06-17 | 2010-07-02 |
3 | Credit Agricole Securities (Asia) Limited | Rep | Advising on corporate finance | 2003-07-08 | Rep | Advising on securities | 2003-07-08 | Rep | Asset management | 2003-07-08 |
4 | Cynosure Asset Management Hong Kong Limited | Rep | Advising on securities | 2015-08-31 | 2016-04-01 | Rep | Asset management | 2015-08-31 | 2016-04-01 | Rep | Dealing in securities | 2015-08-31 | 2016-04-01 |
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