Yu, Anthony Chi Kin 茹志堅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CELESTIAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-09-04 | Rep | Advising on securities | 2003-09-04 | Rep | Asset management | 2003-09-04 | Rep | Dealing in securities | 2003-09-04 |
2 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2003-09-08 | 2005-09-27 |
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