Wong, Mabel Mei Po 黃美寶
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CBH Asia Limited | RO | Advising on futures contracts | 2025-08-13 | RO | Advising on securities | 2025-08-13 | RO | Asset management | 2025-08-13 | RO | Dealing in futures contracts | 2025-08-13 | RO | Dealing in securities | 2025-08-13 |
| 2 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2005-10-21 | |
| 3 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2012-11-26 | 2016-12-09 | Rep | Asset management | 2012-11-26 | 2016-12-09 | Rep | Dealing in securities | 2012-11-26 | 2016-12-09 |
| 4 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-11-26 | 2016-12-09 |
| 5 | LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2022-07-04 | 2024-03-01 | Rep | Asset management | 2022-07-04 | 2024-03-01 | Rep | Dealing in securities | 2022-07-04 | 2024-03-01 |
| 6 | PineBridge Investments Asia Limited | Rep | Advising on securities | 2017-04-27 | 2018-04-20 | Rep | Asset management | 2017-04-27 | 2018-04-20 | Rep | Dealing in securities | 2017-04-27 | 2018-04-20 | RO | Advising on securities | 2018-04-20 | 2020-12-31 | RO | Asset management | 2018-04-20 | 2020-12-31 | RO | Dealing in securities | 2018-04-20 | 2020-12-31 |
| 7 | PineBridge Investments Hong Kong Limited | Rep | Asset management | 2017-04-27 | 2018-04-20 | Rep | Dealing in securities | 2017-04-27 | 2018-04-20 | RO | Asset management | 2018-04-20 | 2020-12-31 | RO | Dealing in securities | 2018-04-20 | 2020-12-31 |
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