Tsai, Ching Long 蔡青龍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CAPITAL GLOBAL MANAGEMENT LIMITED | RO | Advising on securities | 2006-07-10 | 2010-08-07 | RO | Dealing in securities | 2006-07-10 | 2010-08-07 | RO | Asset management | 2007-07-25 | 2010-08-07 |
2 | GREATPAGE CAPITAL COMPANY LIMITED | Rep | Asset management | 2019-10-16 | 2020-01-17 | RO | Asset management | 2020-01-17 | RO | Advising on securities | 2021-08-18 |
3 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2010-09-09 | 2011-03-01 | Rep | Asset management | 2010-09-09 | 2011-03-01 |
4 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2010-09-09 | 2011-03-01 | Rep | Asset management | 2010-09-09 | 2011-03-01 |
5 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2010-09-09 | 2011-03-01 | Rep | Asset management | 2010-09-09 | 2011-03-01 | Rep | Dealing in securities | 2010-09-09 | 2011-03-01 |
6 | SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | RO | Asset management | 2003-09-08 | |
7 | Sinovation Capital Asset Management Company Limited | RO | Asset management | 2014-08-18 | 2019-08-22 | RO | Advising on securities | 2016-11-16 | 2019-08-22 |
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