Yu, Florence Lan Kwan 余蘭君
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Automated trading services | 2003-08-15 | Rep | Asset management | 2003-12-09 | Rep | Advising on futures contracts | 2004-03-02 | Rep | Dealing in futures contracts | 2004-05-28 | Rep | Leveraged foreign exchange trading | 2004-03-02 | 2004-05-28 |
2 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-03-02 | Rep | Advising on securities | 2004-03-02 | Rep | Asset management | 2004-03-02 | Rep | Dealing in securities | 2004-05-28 |
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