Mak, Wing Yan (SFC:AHU543) 麥詠欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Hao Advisors Management Limited | Rep | Asset management | 2024-03-12 | |
2 | Neo-Criterion Capital Limited | Rep | Asset management | 2022-01-06 | 2022-06-15 | RO | Asset management | 2022-06-15 | 2024-02-29 |
3 | PineBridge Investments Asia Limited | Rep | Asset management | 2008-08-04 | 2011-07-10 | Rep | Dealing in securities | 2009-04-03 | 2011-07-10 |
4 | PRIME CAPITAL MANAGEMENT COMPANY LIMITED | Rep | Asset management | 2014-05-13 | 2021-12-31 |
5 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2004-02-13 | 2005-08-15 |
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