Sun, Xiaoguang (SFC:AIC355) 孫曉光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2003-05-17 | Rep | Dealing in securities | 2003-05-17 |
2 | Yellow River Global Capital Limited | Rep | Advising on securities | 2016-12-12 | 2018-01-31 | Rep | Asset management | 2016-12-12 | 2018-01-31 | Rep | Dealing in securities | 2016-12-12 | 2018-01-31 |
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