Cheng, Raymond Wai Mo 鄭懷武
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2006-08-03 | 2008-05-11 |
2 | CGS International Securities Hong Kong Limited | Rep | Advising on securities | 2015-09-30 | 2018-08-29 | RO | Advising on securities | 2018-08-29 |
3 | China Galaxy International Securities (Hong Kong) Co., Limited | RO | Advising on securities | 2022-11-25 | |
4 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2004-06-16 | 2006-07-19 |
5 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2008-07-14 | 2010-09-22 |
6 | Moliyo (Hong Kong) Limited | Rep | Advising on securities | 2004-01-05 | 2004-06-16 |
7 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Advising on securities | 2008-06-03 | 2008-06-07 |
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