Mak, Rocky Wanlong 麥雲龍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CES Commodities (HK) Limited | Rep | Advising on futures contracts | 2003-11-07 | Rep | Asset management | 2003-11-07 | Rep | Dealing in futures contracts | 2003-11-07 |
2 | Everbright Securities Investment Services (HK) Limited | Rep | Automated trading services | 2003-07-07 | Rep | Advising on corporate finance | 2003-11-07 | Rep | Advising on securities | 2003-11-07 | Rep | Asset management | 2003-11-07 | Rep | Dealing in securities | 2003-11-07 |
3 | JPMorgan Funds (Asia) Limited | Rep | Dealing in securities | 2005-07-20 | 2011-02-17 |
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