Li, Zongyi (SFC:ALB938) 李宗沂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CMB WING LUNG ASSET MANAGEMENT LIMITED | RO | Asset management | 2012-02-22 | 2015-08-20 |
2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2004-08-12 | 2007-08-29 |
3 | EAM Investment Advisors Limited | RO | Asset management | 2009-11-16 | 2010-04-28 |
4 | Hang Tang International Capital Management Limited | RO | Advising on securities | 2016-05-23 | RO | Asset management | 2016-05-23 | RO | Dealing in securities | 2016-05-23 |
5 | Pinpoint Investment Advisor Limited | RO | Asset management | 2007-11-29 | 2009-02-06 |
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