Sarran, William Patrick
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2005-06-13 | 2006-03-08 | Rep | Dealing in securities | 2005-06-13 | 2006-03-08 |
2 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2006-09-07 | 2009-01-14 |
3 | OPTIVER TRADING HONG KONG LIMITED | Rep | Dealing in futures contracts | 2015-02-12 | 2019-10-30 | Rep | Dealing in securities | 2015-02-12 | 2019-10-30 |
4 | RBS Asia Futures Limited | RO | Dealing in futures contracts | 2008-12-11 | 2009-01-14 |
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