Burgess, Christopher Todd
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED | RO | Asset management | 2005-12-21 | 2006-07-21 | RO | Advising on futures contracts | 2005-12-21 | 2009-09-11 | RO | Advising on securities | 2005-12-21 | 2009-09-11 | RO | Asset management | 2006-11-06 | 2009-09-11 | RO | Dealing in securities | 2008-12-31 | 2009-09-11 |
2 | Julius Baer (Hong Kong) Limited | Rep | Advising on securities | 2009-12-14 | 2011-06-13 | Rep | Dealing in securities | 2009-12-14 | 2011-06-13 |
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