Kim, Do Yup
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-09-24 | 2008-11-05 | Rep | Advising on securities | 2007-10-12 | 2008-11-05 |
2 | Leonteq Securities (Hong Kong) Limited | Rep | Advising on securities | 2012-08-03 | 2013-04-20 | Rep | Dealing in securities | 2012-08-03 | 2013-04-20 |
3 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2005-10-13 | 2007-06-11 | Rep | Dealing in securities | 2005-10-13 | 2007-06-11 |
4 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2005-10-13 | 2007-06-11 | Rep | Dealing in futures contracts | 2005-10-13 | 2007-06-11 |
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