Thawley, Samuel David
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2015-04-27 | 2015-05-14 | RO | Advising on securities | 2015-05-14 | 2018-06-22 |
2 | Japaninvest (Hong Kong) Limited | RO | Advising on securities | 2012-07-26 | 2017-01-27 |
3 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2006-02-09 | 2006-04-09 |
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