Shan, Li (SFC:ANG467) 單力
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Kietex Capital Limited | RO | Advising on securities | 2024-11-28 | RO | Asset management | 2024-11-28 |
| 2 | PIPER JAFFRAY ASIA FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-05-17 | 2006-08-01 |
| 3 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Advising on securities | 2006-05-17 | 2006-08-01 | Rep | Dealing in securities | 2006-05-17 | 2006-08-01 |
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